高級(jí)合規(guī)經(jīng)理崗位職責(zé)
合規(guī)高級(jí)經(jīng)理SupportingtheSeniorDirectorforeffectiveleadershipofenhancingcomplianceculturelocallyinthespecifiedaffiliate,includingaccountabilityandconsequencesfornon-compliance.
SupportingtheSeniorDirectorforeffectivelyimplementingtheglobalcompliancestandardandcarryingthroughtheglobalstandardtothelocalorganizationinthespecifiedaffiliatethroughstrategicplanningandeffectivecommunication,trainingandmonitoringofpolicies,controlsandinitiativesacrossfunctionsandthroughouttheregion.
SupportingtheSeniorDirectorforeffectiveleadershipofEthics&Compliancelocallytoensurethespecifiedaffiliatemaintainsaneffectivecomplianceprogramandaccomplishestheglobalcompliancestandardbyconductingbusinessandallactivitieswiththehighestsenseofethicsandintegrity,withconsistentandappropriateconsiderationoflocaldifferences.
SupportingtheSeniorDirectorforleadingTonefromtheTopandothercompliancecommunicationprogramsthatemphasizetheimportanceofcompliance,maintainingaspeakupcultureandthecompany’scommitmenttocomplianceandactinginalegal,compliantandethicalmanner
Ethics&Compliancepolicydevelopmentsandsupportiveprocessesinthespecifiedaffiliate
Coordinatingriskassessment,identificationandmanagementactivitiestoensureanintegratedapproachtoidentifyingandmanagingrisk,performingprospectivesystemicreviewsofapplicableprocesses,protocols,andpracticesand/orretrospectivereviewsofactualpractices,andfacilitatingthecompletionofriskmapsforsignificantrisksincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.
Planningandimplementationofadequatemonitoringandcontrolsystemtosecureahighlevelofcompliancewiththeentireorganizationincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.
Anti-BriberyandAnti-Corruptionprogram,includingthird-partyduediligenceprocessesrelatingtocomplianceinthespecifiedaffiliate
Dataprivacyaccordingtothelocallawsandrequirementsinthespecifiedaffiliate
ControloninformationprovidedtoHCPbycommercialormedicalinthespecifiedaffiliate
Controlonpaymentorfunding(includinggrant,donationandsponsorship)toHCPorhealthcareorganizationsinthespecifiedaffiliate
Identifying,definingandtrackingthecomplianceandregulatoryenvironmentintheapplicablelocalcountriesinthespecifiedaffiliate
SupportingtheSeniorDirectorforthemanagementofprocessestocollectandappropriatelyreportcomplianceviolationsandpotentialviolationsinatimelyfashion,includingeffectiveimplementationandmanagementofcompliancehotlinesandhelplines.
SupportingtheSeniorDirectorforstrategicoversightoftracking,trendingandappropriateinvestigationofandfollow-uponethicsandcompliancerelatedissues,concernsoractualorpotentialviolationsconsistentwithglobalandregionalprocesses;thisincludesimplementingappropriatecorrectiveactionsifviolationsoccur.
BenchmarkinglocalcomplianceinitiativesandstructurestoensurethattheCompanyfollowsbestpracticesinthepharmaceuticalindustry.
SupportingtheSeniorDirectorforallocatingcomplianceresourcesinaccordancewiththelevelofcomplianceriskinthespecifiedaffiliate.
SupportingtheSeniorDirectorforidentifying,preventingand/orresolvinglocalandspecifiedcompliancerisks,includingmanagementoflocalethicsandcomplianceriskassessmentsandsupportforregionalandglobalethicsandcomplianceriskassessments.
SupportingtheSeniorDirectorforoverseeandensurethatspecifiedaffiliatesestablishandruncross-functionallocalComplianceCommitteeswithappropriategovernance.
Implementing,enhancingandensuringthattransfersofvaluetoHCPs,HCOs,patientorganizationsandanyotherrequiredtransparencyareappropriatelydone,collectedandreportedwithintheregionaland/orglobalframeworkfortransparency,inaccordancewithlaws,regulations,codesandcompanypoliciesandprocessesinthespecifiedaffiliate.
Effectivelyimplementingthethirdpartycompliancestandardtothelocalbusinesspartnersinthespecifiedaffiliate
OtherEthics&ComplianceinitiativesdeemednecessarytofurtherenhanceAstellas’commitmenttocompliance(includinggloballeadershiproleforcertainspecificarea)inthespecifiedaffiliateandregionally,asdirectedbytheSeniorDirector,E&C,EastAsiaSupportingtheSeniorDirectorforeffectiveleadershipofenhancingcomplianceculturelocallyinthespecifiedaffiliate,includingaccountabilityandconsequencesfornon-compliance.
SupportingtheSeniorDirectorforeffectivelyimplementingtheglobalcompliancestandardandcarryingthroughtheglobalstandardtothelocalorganizationinthespecifiedaffiliatethroughstrategicplanningandeffectivecommunication,trainingandmonitoringofpolicies,controlsandinitiativesacrossfunctionsandthroughouttheregion.
SupportingtheSeniorDirectorforeffectiveleadershipofEthics&Compliancelocallytoensurethespecifiedaffiliatemaintainsaneffectivecomplianceprogramandaccomplishestheglobalcompliancestandardbyconductingbusinessandallactivitieswiththehighestsenseofethicsandintegrity,withconsistentandappropriateconsiderationoflocaldifferences.
SupportingtheSeniorDirectorforleadingTonefromtheTopandothercompliancecommunicationprogramsthatemphasizetheimportanceofcompliance,maintainingaspeakupcultureandthecompany’scommitmenttocomplianceandactinginalegal,compliantandethicalmanner
Ethics&Compliancepolicydevelopmentsandsupportiveprocessesinthespecifiedaffiliate
Coordinatingriskassessment,identificationandmanagementactivitiestoensureanintegratedapproachtoidentifyingandmanagingrisk,performingprospectivesystemicreviewsofapplicableprocesses,protocols,andpracticesand/orretrospectivereviewsofactualpractices,andfacilitatingthecompletionofriskmapsforsignificantrisksincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.
Planningandimplementationofadequatemonitoringandcontrolsystemtosecureahighlevelofcompliancewiththeentireorganizationincoordinationwithglobalandregionalmonitoringactivitiesinthespecifiedaffiliate.
Anti-BriberyandAnti-Corruptionprogram,includingthird-partyduediligenceprocessesrelatingtocomplianceinthespecifiedaffiliate
Dataprivacyaccordingtothelocallawsandrequirementsinthespecifiedaffiliate
ControloninformationprovidedtoHCPbycommercialormedicalinthespecifiedaffiliate
Controlonpaymentorfunding(includinggrant,donationandsponsorship)toHCPorhealthcareorganizationsinthespecifiedaffiliate
Identifying,definingandtrackingthecomplianceandregulatoryenvironmentintheapplicablelocalcountriesinthespecifiedaffiliate
SupportingtheSeniorDirectorforthemanagementofprocessestocollectandappropriatelyreportcomplianceviolationsandpotentialviolationsinatimelyfashion,includingeffectiveimplementationandmanagementofcompliancehotlinesandhelplines.
SupportingtheSeniorDirectorforstrategicoversightoftracking,trendingandappropriateinvestigationofandfollow-uponethicsandcompliancerelatedissues,concernsoractualorpotentialviolationsconsistentwithglobalandregionalprocesses;thisincludesimplementingappropriatecorrectiveactionsifviolationsoccur.
BenchmarkinglocalcomplianceinitiativesandstructurestoensurethattheCompanyfollowsbestpracticesinthepharmaceuticalindustry.
SupportingtheSeniorDirectorforallocatingcomplianceresourcesinaccordancewiththelevelofcomplianceriskinthespecifiedaffiliate.
SupportingtheSeniorDirectorforidentifying,preventingand/orresolvinglocalandspecifiedcompliancerisks,includingmanagementoflocalethicsandcomplianceriskassessmentsandsupportforregionalandglobalethicsandcomplianceriskassessments.
SupportingtheSeniorDirectorforoverseeandensurethatspecifiedaffiliatesestablishandruncross-functionallocalComplianceCommitteeswithappropriategovernance.
Implementing,enhancingandensuringthattransfersofvaluetoHCPs,HCOs,patientorganizationsandanyotherrequiredtransparencyareappropriatelydone,collectedandreportedwithintheregionaland/orglobalframeworkfortransparency,inaccordancewithlaws,regulations,codesandcompanypoliciesandprocessesinthespecifiedaffiliate.
Effectivelyimplementingthethirdpartycompliancestandardtothelocalbusinesspartnersinthespecifiedaffiliate
OtherEthics&ComplianceinitiativesdeemednecessarytofurtherenhanceAstellas’commitmenttocompliance(includinggloballeadershiproleforcertainspecificarea)inthespecifiedaffiliateandregionally,asdirectedbytheSeniorDirector,E&C,EastAsia
篇2:高級(jí)合規(guī)經(jīng)理崗位職責(zé)高級(jí)合規(guī)經(jīng)理職責(zé)任職要求
高級(jí)合規(guī)經(jīng)理崗位職責(zé)
職責(zé)描述:
1、主導(dǎo)上市前的財(cái)務(wù)合規(guī)診斷工作;
2、流程梳理,內(nèi)部控制,風(fēng)險(xiǎn)管控。
任職要求:
1、3-5年財(cái)務(wù)、審計(jì)背景,四大會(huì)計(jì)事務(wù)所經(jīng)驗(yàn)優(yōu)先;
2、熟悉或了解美國(guó)IPO上市流程經(jīng)驗(yàn);
3、熟悉美國(guó)會(huì)計(jì)準(zhǔn)則,熟悉sox;